Best execution

Results: 296



#Item
111European Union / Markets in Financial Instruments Directive / Best execution / Order / Direct market access / Financial markets / Financial regulation / Stock market

Microsoft Word - Spanish OEP-ing_def_.doc

Add to Reading List

Source URL: www.morganstanley.com

Language: English - Date: 2015-01-23 18:49:17
112Investment / Algorithmic trading / Trading room / Best execution / Volume-weighted average price / Proprietary trading / Financial markets / Financial economics / Finance

Microsoft Word - LessonsFromTradingHistory020105.doc

Add to Reading List

Source URL: www.themistrading.com

Language: English - Date: 2012-04-04 02:47:13
113Financial system / European Union / Markets in Financial Instruments Directive / Finance / Stock market / Best execution / Financial Services Action Plan / Derivative / Multilateral Trading Facility / Financial regulation / Financial markets / Financial economics

Summary record of the 13th ESME meeting on 187th September 2009

Add to Reading List

Source URL: ec.europa.eu

Language: English - Date: 2014-11-13 06:57:59
114Financial economics / Business / Alternative Trading Systems / Securities market / Financial system / Tower Amendment / Self-regulatory organizations / Municipal Securities Rulemaking Board / Security

MSRB WEBINAR MSRB Rule G-18: Best-Execution Hosted by the Municipal Securities Rulemaking Board | February 5, 2015 Presenters • Ritta McLaughlin

Add to Reading List

Source URL: www.msrb.org

Language: English - Date: 2015-02-05 14:45:02
115Economics / Business / Multilateral Trading Facility / Order / Best execution / Money / Bid–offer spread / Stock market / Financial markets / Finance

Order Execution Policy for Give up Trading Business Effective Date: 2nd January 2014

Add to Reading List

Source URL: www.lmax.com

Language: English - Date: 2015-02-23 11:19:31
116Markets in Financial Instruments Directive / Financial economics / Financial system / Transparency / Finance / Best execution / Stock market / Financial regulation / Financial markets / European Union

AGENDA FOR THE 10th MEETING OF THE EUROPEAN SECURITIES MARKETS EXPERT GROUP (ESME)

Add to Reading List

Source URL: ec.europa.eu

Language: English - Date: 2014-11-13 06:57:57
117Finance / Financial markets / Financial regulation / Markets in Financial Instruments Directive / Soft dollar / Collective investment scheme / Best execution / Investment management / Financial adviser / Financial economics / Investment / Financial services

Notification and justification for retention of the FSA’s requirements on the use of dealing commissions (“Provisions”) under Article 4 of Directive[removed]EC (“Level 2 Directive”) implementing Directive 2004/

Add to Reading List

Source URL: ec.europa.eu

Language: English - Date: 2014-11-12 08:15:41
118Finance / Société Générale / Exchange-traded fund / Markets in Financial Instruments Directive / Foreign exchange market / Futures contract / Market liquidity / Market maker / Derivative / Financial economics / Financial markets / Investment

LYXOR’S BEST EXECUTION POLICY The present document provides information on the best execution policy of Lyxor Asset Management and Lyxor International Asset Management (together known as “Lyxor”). 1. Context

Add to Reading List

Source URL: www.lyxor.com

Language: English - Date: 2012-07-27 14:04:05
119Investment / United States Securities and Exchange Commission / Business / Financial regulation / Finance / Regulation NMS / Order / Best execution / Securities Exchange Act / Stock market / Financial economics / Financial markets

Special Study: The Need to Reform SEC Rules 605 and 606 Investors deserve to know how well their order is being executed in today’s marketplace. On July 28, 2000, the SEC proposed SEC 11Ac 1-5, order execution statisti

Add to Reading List

Source URL: kortrading.com

Language: English - Date: 2014-03-16 16:15:55
120

Cornèr Banque (Luxembourg) S.A. Politique d’Exécution des Ordres Best Execution Policy Luxembourg – Décembre 2014

Add to Reading List

Source URL: www.cornerbanca.com

Language: French - Date: 2015-01-29 13:09:17
    UPDATE